๐ฆ RBI NBFC MFI Compliance Calendar
SolidRock Financial Limited — Compliances under RBI, MCA & Statutory Norms
๐ Monthly Compliance
- ๐งพ RBI DNBS Monthly Return (Online Submission)
- ๐งพ MIS Report (Microfinance Portfolio)
- ๐งพ NBFC Operational Data – Lending, Collection & NPA
- ๐งพ Bank Reconciliation & CRR/SLR Compliance
๐น *Due by 10th of every month*
๐น *Ensure correct loan disbursement and overdue reporting.*
๐️ Quarterly Compliance
- ๐ RBI NBS-1 / NBS-2 Quarterly Returns
- ๐ ALM Statement (Asset Liability Management)
- ๐ Statutory Auditor Certificate for NOF & CRAR
- ๐ Quarterly GST / TDS Filing
๐น *Due by 15th of the month following each quarter.*
๐น *Financial accuracy & portfolio verification required.*
๐ Half-Yearly Compliance
- ๐ Return on Statutory Auditor Certificate to RBI
- ๐ NDH-3 / DPT-3 as applicable
- ๐ Branch Inspection Report Submission
๐น *To be submitted within 30 days after completion of half-year.*
๐ Annual Compliance
- ✅ Statutory Audit & Board Approval of Balance Sheet
- ✅ Filing of AOC-4 & MGT-7 with MCA
- ✅ Annual Return on Prudential Norms (NBS-7)
- ✅ Renewal of RBI NBFC License (if applicable)
- ✅ AGM Minutes & Director’s Report
๐น *All annual filings must be completed within 6 months of FY end.*
๐น *Ensure all RBI notifications are duly complied.*
๐ฅ Download Annual Compliance Checklist
๐ Reminder:
NBFC-MFI entities are required to strictly follow RBI Master Directions,
especially on Fair Practices Code, Interest Rate Disclosure & Loan Pricing.